Securitize, the leader in tokenizing real-world assets with $3.7B+ AUM (as of May 5, 2025), is bringing the world on-chain through tokenized funds in partnership with top-tier asset managers, such as Apollo, BlackRock, Hamilton Lane, KKR, and others. Securitize, through its subsidiaries, is a SEC-registered broker dealer, digital transfer agent, fund administrator, and operator of a SEC-regulated Alternative Trading System (ATS).
Securitize is a global, fully remote team consisting of top talent from the blockchain and financial services industries. Having raised $170M overall to date, we are backed by some of the largest names in finance and technology, including BlackRock, Morgan Stanley, Blockchain Capital, MUFG, Sumitomo Mitsui Trust Bank, Sony Finance, Banco Santander, Coinbase, among others. Securitize has also been recognized as a 2025 Forbes Top 50 Fintech company.
- Before applying, we encourage you to visit us to learn more:
Website | X/Twitter | LinkedIn We are seeking a Compliance Analyst to support the ongoing compliance operations of Securitize Markets. This role will focus on day-to-day regulatory compliance activities, monitoring, documentation, and internal controls to ensure adherence to SEC, FINRA, FinCEN CDD Rule, Bank Secrecy Act (BSA), USA PATRIOT Act, and OFAC sanctions compliance.
- This is a hands-on role suited for someone who is detail-oriented, process-driven, and comfortable operating in a fast-moving, regulated fintech environment.
- What You’ll Do
- Support compliance operations for a registered broker-dealer, transfer agent, including policies, procedures, internal controls, projects and regulatory filings
- Assist with monitoring and surveillance activities (e.g., communications review, transaction monitoring, AML alerts)
- Support regulatory exams, audits, and information requests from regulators (SEC, FINRA, etc.)
- Conduct periodic compliance testing and assist in remediation tracking
- Partner with Legal, Operations, and Product teams to ensure compliance considerations are embedded into workflows
- Assist with employee compliance matters, including training, attestations, and certifications
- Track regulatory changes and help assess potential impact to the business
- What We’re Looking For
- 4+ years of experience in AML/KYC compliance, risk, or regulatory operations within financial services
- Experience with or exposure to broker-dealer and AML/KYC compliance (FINRA / SEC regulated environment preferred)
- Familiarity with areas such as AML/KYC, trade surveillance, regulatory reporting, financial crime investigations, enhanced due diligence, on-going monitoring and AML alert dispositioning
- Experience using investigation tools such as Lexis Nexis, World Check, Chainalysis and other similar systems
- Experience evaluating customer information, assess risk factors, and provide clear, documented findings to AMLCO.
- Strong attention to detail and ability to manage multiple compliance workflows simultaneously
- Excellent written and verbal communication skills
- CAMS, FINRA licenses and any other relevant certifications
- Exposure to digital assets, blockchain, or tokenized securities
- Comfortable working cross-functionally in a fast-paced environment
- Nice to Have
- Prior experience at a broker-dealer, ATS, exchange, or fintech platform
- Experience supporting regulatory exams or audits
- Why Join Us?
- Become a part of our rapidly expanding organization and enjoy a supportive and rewarding work environment:
- Unlimited Paid Time Off (PTO) – Promoting a healthy work-life balance.
- Equity Grant Opportunities – Share in the success and future growth of the company.
- Remote Work Flexibility – Work from anywhere while staying connected with a dynamic and collaborative team.
- Additional Benefits for US employees
- Comprehensive Insurance Coverage – Employer-paid Medical, Dental, and Vision benefits for you and your family.
- 401(k) Retirement Plan – Secure your financial future with employer-sponsored savings.
